Job Purpose (Job Summary):
This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. This role would also provide support as required to EMEA, US, CA and APAC IC teams, in accordance with relevant regulations (like: 1940 Act, UCITS, FCA, COLL, ESMA guidelines, SFC Rules, etc.) and fund-specific investment restrictions as contained in the prospectus or investment management agreement. This role requires applicable IC related skills (experience in rule coding, rule testing, post trade monitoring and allied ing) to be effective.
Key Responsibilities / Duties:
Working Timings:
Timing would be primarily aligned to Americas Region i.e. 5:30pm to 2:30am IST however this is subject to change based on business requirement from time to time. Also, day light saving would have an effect on the timings.
Work Experience / Knowledge:
2 to 4 years of work experience in investment compliance with an investment advisor or mutual fund group. Good understanding of capital markets, financial products and asset management industry.
Skills / Other Personal Attributes Required:
· Good written and verbal communication skill
· Good interpersonal and strong analytical skills
· Strong attention to detail
· Shall be a team player
· Shall be open to work flexible hours
Formal Education: (minimum requirement to perform job duties)
B. Com / M. Com / MBA /CA / Degree in Commerce/Finance