B B Banthia Finance Pvt Ltd Looking for Branch Auditor at Navi Mumbai, Maharashtra Full Time

Job Description:

The Branch Audit, Process Audit, and Security Audit Manager will be responsible for overseeing and executing comprehensive audits of branch operations, processes, and security measures in a Gold Loan Non-Banking Financial Company (NBFC). This role plays a critical part in ensuring regulatory compliance, risk management, operational efficiency, and the security of company assets.

Key Responsibilities:

• Audit Planning and Strategy:
• Develop annual audit plans for branch audits, process audits, and security audits, considering regulatory requirements, risks, and business objectives.
• Collaborate with senior management to align audit objectives with the company’s strategic goals.

• Branch Audits:
• Conduct on-site branch audits to assess adherence to internal policies and regulatory requirements.
• Review lending processes, documentation, and customer interactions.
• Evaluate branch compliance with anti-money laundering (AML) and Know Your Customer (KYC) policies.
• Identify control weaknesses and recommend improvements.

• Process Audits:
• Analyze and evaluate operational processes and controls across branches.
• Identify process inefficiencies, bottlenecks, and areas for improvement.
• Propose process enhancements and efficiency gains.

• Security Audits:
• Assess the physical security measures in place at branch locations.
• Review access control, surveillance, and alarm systems.
• Identify security vulnerabilities and recommend improvements to protect company assets.

• Risk Assessment:
• Identify and assess operational, compliance, and security risks within branch operations.
• Develop risk mitigation strategies and action plans.

• ing:
• Prepare detailed audit s with findings and recommendations for branch audits, process audits, and security audits.
• Present audit results to senior management.
• Track and monitor the implementation of audit recommendations.

• Regulatory Compliance:
• Stay updated on industry regulations and ensure branch operations remain compliant.
• Provide guidance and training to branch staff on regulatory requirements.

• Documentation and Record-Keeping:
• Maintain accurate audit documentation and records for branch, process, and security audits.
• Ensure the confidentiality and security of audit materials.

Qualifications:

• Bachelor’s degree in finance, accounting, or a related field.
• Excellent analytical, communication, and writing skills.
• Proficiency in using audit software and Microsoft Office applications.

Personal Attributes:

• Strong leadership skills.
• Detail-oriented and highly organized.
• Analytical and problem-solving mindset.
• Ability to work independently and meet deadlines.
• Strong interpersonal skills and the ability to build effective working relationships.

Job Type: Full-time

Salary: ₹300,000.00 – ₹450,000.00 per year

Benefits:

• Health insurance
• Leave encashment
• Provident Fund

Schedule:

• Day shift

COVID-19 considerations:
yes

Experience:

• Loan processing: 2 years (Required)

Speak with the employer
+91 7710901082